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The Prosecutor v. Dominic Ongwen

Authored By: Hadesa Merkebu

Salale University Ethiopia

Case Title: The Prosecutor v. Dominic Ongwen

Official Citation (Trial Judgment): ICC-02/04-01/15-1762-Red (4 February 2021) Official Citation (Appeals Judgment): ICC-02/04-01/15-2022-Red (15 December  2022)

Court Name: International Criminal Court (ICC)

Trial Chamber: Trial Chamber IX

Judges: Presiding Judge Bertramgj Schmitt, Judge Péter Kovács, Judge  Raul C. Pangalangan

Appeals Chamber: The Appeals Chamber

Judges: Presiding Judge Luz del Carmen Ibáñez Carranza, Judge Piotr  Hofmański, Judge Solomy Balungi Bossa, Judge Reine Alapini-Gansou, 

Judge Gocha Lordkipanidze

Bench Type: Trial Chamber, Appeals Chamber

Trial Judgment: 4 February 2021

Appeals Judgment: 15 December 2022

Petitioner/Prosecutor: The Prosecutor (representing the Office of the Prosecutor of the  ICC)

Respondent/Defendant/Appellant: Dominic Ongwen (represented by Defence Counsel)

Introduction

The Prosecutor v. Dominic Ongwen stands as a landmark case in international criminal law,  marking the International Criminal Court’s (ICC) first conviction involving an individual who  was both a perpetrator of horrific atrocities and, himself, a victim of abduction and indoctrination  as a child soldier. This case explores into the profound intricacies of accountability, addressing  heinous crimes while acknowledging the unique background of the accused. Its significance is  further amplified by its robust jurisprudence on sexual and gender-based violence and the  recruitment of child soldiers, setting crucial precedents for future prosecutions.1This summary  will outline the factual and procedural history, detail the Trial Chamber’s key legal findings on  criminal responsibility and the interpretation of crimes, discuss the sentencing, review the Appeals Chamber’s decision, and explore the enduring contributions of this pivotal judgment to  international criminal law. The core outcome is Ongwen’s conviction for 61 counts of war crimes  and crimes against humanity,a 25-year sentence, which was subsequently upheld on appeal.

Factual Background

The conflict in Northern Uganda, spanning over two decades, was characterized by the brutal  insurgency of the Lord’s Resistance Army (LRA), led by Joseph Kony.2The LRA, operating  with extreme violence, sought to overthrow the Ugandan government, causing widespread  displacement and suffering among the civilian population.3Their tactics included systematic  abductions, particularly of children, who were then forcibly conscripted as soldiers, porters, or  wives.4

Dominic Ongwen’s own story is a tragic reflection of this conflict. Abducted by the LRA at the  tender age of 10, he was forced into a life of violence, rising through the ranks to become a  senior commander the Commander of the Sinia Brigade within the LRA’s notorious hierarchy.  His journey from a child victim to a powerful perpetrator underscored the LRA’s destructive grip  on its members and the communities it terrorized.5

The crimes for which Ongwen was held responsible were committed between 2002 and 2005,  primarily against internally displaced persons camps in Northern Uganda: Pajule, Odek, Abok,  and Lukodi.6The nature and scale of these atrocities were staggering. Ongwen’s brigade carried  out widespread attacks on these camps, characterized by indiscriminate killings, torture,  enslavement, and the destruction of civilian property.7 Beyond these overt acts of violence, the  judgment detailed systematic, including sexual slavery, forced marriage, and forced pregnancy,  inflicted upon women and girls who were abducted and integrated into the LRA’s ranks.8

Furthermore, Ongwen was convicted for his instrumental role in the widespread recruitment and  use of child soldiers, perpetuating the very cycle of violence he himself had endured.9The  evidence revealed a pattern of extreme brutality, meticulously planned and executed under  Ongwen’s command, demonstrating his significant responsibility for the immense suffering  inflicted upon thousands of innocent civilians.10

III. Procedural History

The journey to justice for Dominic Ongwen was protracted, spanning over a decade from the  issuance of an International Criminal Court arrest warrant in 2005 to his surrender in 2015,  followed by the confirmation of charges in March 2016 and the commencement of evidentiary  hearings in December 2016.11 After extensive proceedings, the Trial Chamber IX delivered its  landmark judgment on February 4, 2021, finding Ongwen guilty on 61 of 70 counts of war  crimes and crimes against humanity, and subsequently imposing a 25-year imprisonment  sentence on May 6, 2021.12 Both the conviction and sentence were appealed by the Defence. The  Appeals Judgment was rendered on 15 December 2022, definitively upholding the Trial  Chamber’s conviction and the imposed sentence, bringing a crucial chapter in the ICC’s pursuit  of justice to a close.13

Key Legal Issues & Legal Reasoing in Trial Chamber’s Findings

Criminal Responsibility & Defenses

The Ongwen trial centrally addressed the defense argument that his status as a former child  soldier, coupled with alleged mental illness or duress, should negate his criminal responsibility. The Trial Chamber meticulously considered this, ultimately rejecting the defenses. Regarding the  mental disease or defect defense under Article 31(1)(a) of the Rome Statute, the Chamber found  that despite any psychological trauma, Ongwen retained the capacity to appreciate the  unlawfulness or nature of his conduct and to control it, thus not meeting the high legal threshold  for exclusion of responsibility. Similarly, the defense of duress under Article 31(1)(d)was dismissed; while acknowledging his early coercion, the Chamber concluded that his rise to a  senior command position demonstrated agency and authority inconsistent with acting under  constant, immediate duress to commit the crimes, thereby distinguishing his victimhood from his  later culpability as a commander.14

Interpretation of Crimes

The Ongwen case also broke new ground in the Interpretation of Crimes, particularly concerning  sexual and gender-based violence, providing robust jurisprudence for future international  prosecutions.

The Issue was how the Trial Chamber interpreted and applied the elements of specific SGBV  crimes, especially the novel inclusion of forced marriage and forced pregnancy as crimes against  humanity or war crimes.

The Trial Chamber’s Reasoning meticulously established the legal elements for these intricate crimes. For forced marriage, the Chamber interpreted it as an “other inhumane act” under Article  7(1)(k) of the Rome Statute, considering the underlying acts of abduction, sexual slavery, and the  severe deprivations of liberty, autonomy, and dignity inherent in such unions within the LRA.15 It recognized forced marriage not merely as an act of sexual violence, but as a composite crime  involving multiple forms of enslavement, control, and psychological harm, constituting a  systematic attack on the victims fundamental rights and personal integrity. The Chamber found  that these marriages were imposed by force and coercion, often involving sexual slavery, and  were central to the LRA’s systematic policy of controlling women and girls.16

Regarding forced pregnancy, the Chamber affirmed its status as a crime against humanity under  Article 7(2)(f) of the Statute, reiterating that the definition in the Statute the unlawful  confinement of a woman forcibly made pregnant, with the intent of affecting the ethnic  composition of any population or carrying out other grave violations of international law did not  introduce additional legal elements beyond those specified.17 It clarified that the primary focus  was on the unlawful confinement and forced impregnation, rather than requiring proof of a specific genocidal intent to affect ethnic composition. The Trial Chamber’s interpretations,  particularly on forced marriage, solidified its place as a distinct and prosecutable international  crime, acknowledging the systemic nature of such abuses in armed conflicts.

Sentencing

The Sentencing Judgment, 6 May 2021 for Dominic Ongwen carefully balanced the gravity of  his crimes with his unique personal history, ultimately arriving at a sentence of 25 years of  imprisonment.18 The Trial Chamber’s reasoning for the sentence was multifaceted, meticulously  balancing the severe aggravating factors with the mitigating circumstances of Dominic Ongwen’s  past. Aggravating factors were exceptionally severe, encompassing the immense gravity and  widespread nature of the crimes impacting thousands of vulnerable victims across multiple IDP  camps, the systematic and cruel methods employed including mass killings, sexual slavery, and  child recruitment and crucially, Ongwen’s high position and significant authority as a brigade  commander, demonstrating his leadership in planning and executing atrocities.19

Despite these, the primary mitigating factor was Ongwen’s abduction as a child, acknowledging  his victimhood and the profound trauma and indoctrination that shaped his life. However, the  Chamber found that while his background explained his trajectory, it did not excuse the heinous  crimes committed as an adult leader. The judgment carefully balanced his early victimhood  against his later autonomy and command responsibility, concluding that while mitigating factors  warranted a departure from the maximum sentence, they did not diminish the fundamental need  for a lengthy imprisonment reflecting the horrific scale and nature of the crimes.20

Appeals Chamber’s Review & Final Holdings

Following the Trial and Sentencing Judgments, the Defence lodged a comprehensive appeal  against both the conviction and the sentence. The Appeals Chamber’s Review systematically  addressed each ground of appeal, culminating in its definitive judgment on 15 December 2022.

The key grounds of appeal raised by the defense were broad, challenging virtually every aspect  of the Trial Chamber’s findings. These included: alleged errors concerning Mr. Ongwen’s right to  a fair trial for proper reading of charges, Article 56 proceedings, other alleged evidentiary errors,  challenges to the findings on his individual criminal responsibility as an indirect perpetrator and  indirect co-perpetrator, alleged errors concerning the interpretation and application of sexual and  gender-based crimes such as forced marriage, forced pregnancy and arguments related to the  rejection of grounds for excluding criminal responsibility mental disease or defect, duress.21 The  Defence also appealed the severity of the 25-year sentence.

The Appeals Chamber’s reasoning for upholding the convictions and sentence was rooted in a  rigorous application of the standard of review, primarily assessing whether the Trial Chamber  committed any errors of law or fact that would necessitate overturning its decisions.22 The  Appeals Chamber found no such errors that would warrant overturning the convictions. It  systematically rejected the Defence’s arguments, affirming the Trial Chamber’s meticulous  assessment of evidence, its reasoned application of legal principles, and its interpretation of the  Rome Statute.

Crucially, the Appeals Chamber clarified and affirmed several legal points . It upheld the Trial  Chamber’s interpretation of forced marriage as an “other inhumane act” under Article 7(1)(k),  reinforcing this crime’s distinct legal status and its composite nature. It also affirmed the Trial  Chamber’s approach to forced pregnancy, reiterating that Article 7(2)(f) of the Statute does not  impose additional elements beyond those specified. Regarding the defenses of mental  disease/defect and duress, the Appeals Chamber affirmed the Trial Chamber’s rigorous legal tests  and its conclusion that the evidence did not meet the high threshold required to exclude Ongwen’s criminal responsibility.23 The Appeals Chamber essentially confirmed that the Trial  Chamber’s reasoning was sound, thoroughly substantiated by the evidence, and legally correct,  thereby giving finality to the convictions and sentence.24

VII. Reparations

On February 28, 2024, Trial Chamber IX ordered reparations for the victims, totaling an  estimated €52,429,000 for approximately 49,772 direct and indirect victims. This is the largest  reparations order ever issued by the ICC.25 On April 7, 2025, the Appeals Chamber rejected  Ongwen’s appeal against the Reparations Order, confirming the Trial Chamber’s decision.26 The  process of implementing these reparations, involving collaboration between the Ugandan  government, civil society, the ICC Trust Fund for Victims, and other stakeholders, is ongoing.

VIII. Significance and Contribution to International Criminal Law

The case of The Prosecutor v. Dominic Ongwen has left an indelible mark on the landscape of  international criminal law, contributing significantly in several key areas. Its most profound  impact lies in its jurisprudence on the victim-perpetrator dynamic. By convicting an individual  who was himself abducted as a child soldier, the ICC grappled with the intricte interplay of  victimhood and accountability. While acknowledging Ongwen’s traumatic past as a mitigating  factor, the Court firmly established that such a background does not negate responsibility for  heinous crimes committed as an adult in a position of authority. This judgment sends a clear  message that while context matters, individual criminal responsibility for widespread atrocities  remains paramount, even for those who were once victims.

The case also significantly advanced SGBV jurisprudence. The robust interpretation and  application of crimes like forced marriage and forced pregnancy solidified their status as distinct  international crimes, providing a critical legal framework for prosecuting these historically  under-addressed abuses. This sets a vital precedent for future cases involving sexual violence in  conflict, recognizing its systemic nature and severe impact on victims. Furthermore, the  emphasis on the widespread recruitment and use of child soldiers reinforces international  condemnation and the imperative to protect children in armed conflict.

Beyond the legal precedent, the Ongwen case significantly impacts the ICC, affirming its  commitment to holding high-ranking commanders accountable and reinforcing the principle that  no one is above the law for international crimes. The ongoing reparations for thousands of  victims are crucial for providing tangible remedies. Despite challenges, the judgment marks a  vital step in global accountability for serious crimes.

Conclusion

The Prosecutor v. Dominic Ongwen stands as a testament to the intricate but essential work of  international criminal justice. The case successfully navigated the unique circumstances of an  individual who was both a victim and a perpetrator, resulting in convictions for 61 counts of war  crimes and crimes against humanity, and a confirmed sentence of 25 years. This judgment not  only delivered justice for thousands of victims in Northern Uganda but also significantly  enriched international criminal law, particularly in its nuanced approach to victim-perpetrator  dynamics and its robust jurisprudence on sexual and gender-based violence. The legacy of this  case will continue to shape future prosecutions and the broader pursuit of accountability for mass  atrocities.

Reference(S):

1Prosecutor v. Ongwen, ICC-02/04-01/15-1762-Red, para 1974–2005, (Trial Chamber IX Feb. 4, 2021); Prosecutor  v. Ongwen, ICC-02/04-01/15-2022-Red, para 843–868, (Appeals Chamber Dec. 15, 2022); International Decisions,  Prosecutor v. Dominic Ongwen, 118 Am. J. Int’l L. 153 (2024).

2Int’l Crim. Ct., Case Information Sheet – The Prosecutor v. Joseph Kony, Vincent Otti, Okot Odhiambo and  Dominic Ongwen, ICC-02/04-01/15 (Oct. 13, 2005),https://www.icccpi.int/sites/default/files/CaseInformationSheets/KonyEtAlEng.pdf.

3Id.; Prosecutor v. Ongwen, ICC-02/04-01/15-1762-Red, para 10–14 (Trial Chamber IX Feb. 4, 2021).

4 Human Rights Watch, Stolen Children: Abduction and Recruitment in Northern Uganda (2003), https://www.hrw.org/reports/2003/uganda0303/uganda0403.htm

5 Prosecutor v. Ongwen, ICC-02/04-01/15-1762-Red, para 56 (Trial Chamber IX Feb. 4, 2021).

6Id. Para.77.

7Id. Para.2049.

8Id. Para.2362–2398.

9Id. Para.1974–2005.

10 Id. Para. 2049.

11 Id. Para.51-67.

12 Prosecutor v. Ongwen, ICC-02/04-01/15-1815-Red (Sentencing Judgment, Trial Chamber IX May 6, 2021)

13 Prosecutor v. Ongwen, ICC-02/04-01/15-2022-Red, para 6, 586 (Appeals Chamber Dec. 15, 2022).

14 Prosecutor v. Ongwen, ICC-02/04-01/15-1762-Red, paragraph 2439–2469 (Trial Chamber IX Feb. 4, 2021).

15 Id. Para. 2132–2250.

16 Id. Para. 2362–2398.

17 Id.

18 Prosecutor v. Ongwen, ICC-02/04-01/15-1815-Red (Sentencing Judgment, Trial Chamber IX May 6, 2021)

19 Prosecutor v. Ongwen, ICC-02/04-01/15-1762-Red, paragraph 16, 2049, 2351, 2437 (Trial Chamber IX Feb. 4,  2021)

20 Id. Para. 2437–2438, 2469; Prosecutor v. Ongwen, ICC-02/04-01/15-2022-Red, paragraph 1563, 1678 (Appeals  Chamber Dec. 15, 2022)

21 Prosecutor v. Ongwen, ICC-02/04-01/15-2022-Red, paragraph 1685 (Appeals Chamber Dec. 15, 2022).

22 Id. Para. 36–39.

23 Id. Para. 1055–1065.

24 Id. Para. 1686.

25 Prosecutor v. Ongwen, ICC-02/05-09/12, Reparations Order, para,123, 28 Feb. 2024 (Int’l Crim. Ct.)

26 Prosecutor v. Ongwen, ICC-02/05-09/12 A A2 A3, Judgment on the appeals of Mr. Dominic Ongwen and the Prosecutor against the “Order for Reparations” and the “Corrigendum to the Order for Reparations”, para, 45, 7 Apr.  2025 (Int’l Crim. Ct.)

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